Aleksandr Khaytin, CRC, Senior Compliance Consultant
New York, NY
Aleksandr Khaytin is a Senior Compliance Consultant with ITA Compliance, LLC, and has more than 16 years of experience in the financial services industry. His expertise is in regulatory compliance, operational due diligence, AML/KYC, onboarding for investors and third-party service providers, and fund operations.
Prior to joining ITA, Aleksandr held several positions of increasing importance at a registered investment adviser (RIA) asset management firm, focusing on investments in emerging markets. During his 10-year tenure, Aleksandr was responsible for designing, implementing, analyzing and maintaining the firmís compliance program; drafting, reviewing and updating various compliance policies such as Conflict of Interest, Fair Allocation, Confidentiality/Privacy, Pay-for-Play, Insider Trading Prevention, Social Media, Cybersecurity, Marketing and Reporting, and Valuation; developing and conducting compliance training for employees and affiliated parties; conducting compliance reviews and investigations; reviewing marketing materials and reporting to clients; coordinating the onboarding process for investors and vendors including AML/KYC reviews; developing and implementing AML procedures including monitoring the firmís compliance with OFAC, EU, and UN sanctions regimes; monitoring day-to-day transactions; investigating suspicious transactions; coordinating the formation and launch process for new investment entities; and data production during SEC examinations.
Aleksandr also spent seven years with a New York-based Multi-Family office (RIA), that provided services to over 100 UHNW and HNW families. Aleksandr held the position of Risk/Quantitative/Research Analyst in the Portfolio Management group, performing research and operational due diligence of various hedge funds and funds of funds for individual client portfolios and funds of funds managed by the group.
Aleksandr holds a Chartered Regulatory Counsel designation from the Regulatory Compliance Association.
Pace University, New York, NY Ė B.A. in Finance
State Maritime Technical University, Nikolaev, Ukraine Ė B.S. in Mechanical Engineering